International Journal of Urban Management and Energy Sustainability

International Journal of Urban Management and Energy Sustainability

Typological Analysis of Informal Settlements for Developing Climate-Responsive Architectural Indicators: An Integrated Fuzzy Delphi–FAHP Approach

Document Type : Original Article

Authors
Department of Architecture, Shi.C., Islamic Azad University, Shiraz, Iran
Abstract
Rapid urbanization and the expansion of informal settlements have intensified the need for analytical frameworks that move beyond descriptive approaches toward operational architectural evaluation. This study aims to formulate and prioritize architectural indicators for informal settlements through an analytical typological approach that integrates expert consensus with multi-criteria decision-making. The research adopts a mixed-methods analytical design grounded in a pragmatic paradigm, combining theoretical review with empirical evaluation. Initially, key architectural dimensions, Form, Space, Materials, and Spatial Organization, were extracted through literature-based typological analysis. Primary data were then collected from a purposively selected panel of architects, urban planners, and academic specialists using structured Likert-scale questionnaires. A four-round Fuzzy Delphi process was applied to refine and validate influential factors, followed by the Fuzzy Analytic Hierarchy Process (FAHP) to determine the relative weight of final indicators. The findings demonstrate a progressive convergence of expert consensus, resulting in five prioritized indicators: Physical Stability, Spatial Legibility, Physical Safety, Social Interaction, and Functional Accessibility. Among these, Physical Stability achieved the highest weight, highlighting its foundational role in improving informal settlement environments, while socio-spatial factors such as Social Interaction emphasized the importance of human-centered design. The integrated Delphi–FAHP framework reveals that architectural upgrading strategies in informal contexts require a balanced synthesis of structural resilience, spatial clarity, safety, and accessibility rather than isolated technical interventions. Overall, the study contributes a structured and climate-responsive analytical model that bridges typological understanding with quantitative prioritization, offering practical guidance for architects, planners, and policymakers engaged in the sustainable transformation of informal settlements.

Graphical Abstract

Typological Analysis of Informal Settlements for Developing Climate-Responsive Architectural Indicators: An Integrated Fuzzy Delphi–FAHP Approach

Highlights

• Rapid urbanization and the growth of informal settlements demand analytical frameworks that move beyond descriptive approaches toward operational architectural evaluation.

• This study formulates and prioritizes architectural indicators through a typological analytical approach combined with expert consensus and multi-criteria decision-making.

• A mixed-methods design integrating literature-based typological analysis, a four-round Fuzzy Delphi process, and FAHP weighting was employed to refine and rank key indicators.

• The results identified five prioritized indicators, Physical Stability, Spatial Legibility, Physical Safety, Social Interaction, and Functional Accessibility with Physical Stability receiving the highest weight.

• The integrated Delphi–FAHP framework proposes a climate-responsive analytical model that supports balanced architectural upgrading strategies for informal settlements.

Keywords

Abrams, C. (1964). Housing in the Modern World. Kiribati: Faber & Faber. https://www.google.com/books/edition/Housing_in_the_Modern_World/_b8bnQEACAAJ?hl=en
Afshoun,A. , Keshmiri,H. and Movahed,K. (2025). Explaining the indexes affecting the formation of the architectural pattern of Iranian residential buildings based on the philosophy of structuralism in Qajar, Pahlavi and contemporary periods. International Journal of Urban Management and Energy Sustainability, 6(2), 141-158. doi: 10.22034/ijumes.2025.2041679.1258
Anita Vitriana, Sara Özogul, Sarah Mawhorter, & Johan Woltjer. (2026). Market mechanisms and low-income housing patterns in the context of urban growth: Study of developer behaviours in Bandung Metropolitan Area, Indonesia. Geoforum, 170, 104565. https://doi.org/10.1016/j.geoforum.2026.104565
Castells, M. (1977) The urban question: A marxist approach. Translated by Alan Sheridan, London: Edward Arnold, French original published, 1972.
Davis, M. (2006). Planet of slums. London, UK: Verso. https://doi.org/10.1111/j.1540-5842.2006.00797.x
Davoudpour, Z. (2005). Tehran metropolitan and informal settlements. Tehran: Iran Urban Planning and Architecture Research Center. (Original work: PhD dissertation, Islamic Azad University, Science and Research Branch). https://lib.isfahan.ir/dL/search/default.aspx?Term=110555&Field=0&DTC=101
Declaration, Vienna. (2004) Annex B: Vienna Declaration in Report: Ministerial (Conference on Informal Settlements in South Eastern Europe), OSCE, Homburg in Vienna
Dixon De Silva LE, Ponting C, Ramos G, Guevara MVC, Chavira DA. Urban Latinx parents' attitudes towards mental health: Mental health literacy and service use. Child Youth Serv Rev. 2020 Feb;109:104719. doi: 10.1016/j.childyouth.2019.104719. Epub 2019 Dec 23. PMID: 37842164; PMCID: PMC10575228.  
Duarte, David (2018). Gains and Losses in Balancing Social Rights. In David Duarte & Jorge Silva Sampaio, Proportionality in Law: An Analytical Perspective. Cham: Springer Verlag. pp. 49-69.
Estifaei,S. , Goodarzi,G. and Razavian Amrei,S. A. (2025). Exploring the Social Dimension of Community Resilience Against Air Pollution: Assessment and System Thinking in Tehran’s District Six. International Journal of Urban Management and Energy Sustainability, 6(2), 1-14. doi: 10.22034/ijumes.2025.2052874.1290
Fowler, C. S. (2018). Key assumptions in multiscale segregation measures: How zoning and strength of spatial association condition outcomes. Environment and Planning B: Urban Analytics and City Science, 45(6), 1055-1072. https://doi.org/10.1177/2399808318760570 (Original work published 2018)
Garcia et al. (2021) Semicontinuous paleomagnetic record of the last 1 Ma from radiometrically dated igneous rocks (Trans-Mexican Volcanic Belt and surrounding areas) https://doi.org/10.1016/j.jsames.2021.103195 . January 2022 . Journal of South American Earth Sciences 114(9–10):103684 . DOI: 10.1016/j.jsames.2021.103684
Hamdi, H., Zahouani, H., & Bergheau, J. M. (2004). Residual stresses computation in a grinding process. Journal of materials processing technology147(3), 277-285. https://doi.org/10.1016/S0924-0136(03)00578-8
Huchzermeyer, M. (2009) Enumeration as a Gressroot Tool Towards Security Tenure in Slums: Insights From Kisumu, Kenya, Urban Forum. Vol.20, pp.292-271. https://doi.org/10.1007/s12132-009-9063
Maya-Garcia, O., et al. (2021) Avian Research, 12, Article No. 62. https://doi.org/10.1186/s40657-021-00298-x
Moudon, A. 1997. Urban morphology as an emerging interdisciplinary field. Urban Morphology. https://www.academia.edu/78717575/Urban_morphology_as_an_emerging_interdisciplinary_field
Norberg-Schulz, C. (1980). Genius Loci: Towards a Phenomenology of Architecture. United Kingdom: Academy Editions.
Nunez-Sanchez, Miguel Juan & Rojas, Luis & Silva, Joaquim & Sciberras, Lawrence. (2020). “Grounds for a safety level approach in the development of long-lasting regulations based on costs to reduce fatalities for sustaining industrial fishing vessel fleets”. Marine Policy. 113. 10.1016/j.marpol.2019.103806.
Oliver, P., Cicchetti, D., Bronen, R., Spencer, S., Haut, S., Berg, A., & Tyrer, P. (2006). Rating scales, scales of measurement, issues of reliability: resolving some critical issues for clinicians and researchers. The Journal of nervous and mental disease, 194(8), 557-564.
Pakdel,A. , Khademolhoseiny,A. , Saberi,H. and Mahkoei,H. (2025). Urban growth Model Based on the Spatial-Functional Structure of Isfahan (Case Study: District 9). International Journal of Urban Management and Energy Sustainability, 6(4), 144-160. doi: 10.22034/ijumes.2025.2055479.1296
Payne, G. (2005). Getting ahead of the game: A twin-track approach to improving existing slums and reducing the need for future slums. Environment & Urbanization, 17(1), 135-146. https://doi.org/10.1177/095624780501700114 (Original work published 2005)
Peponis, J. (1984). Hillier B, Hanson J, Peponis J, 1984, "What do we mean by building function?", in Designing for Building Utilization Eds J A Powell, I Cooper, S Lera (Spon, London) pp 61-72. https://www.academia.edu/2891563/Hillier_B_Hanson_J_Peponis_J_1984_What_do_we_mean_by_building_function_in_Designing_for_Building_Utilization_Eds_J_A_Powell_I_Cooper_S_Lera_Spon_London_pp_61_72
Perlman, J. E. (2010). Favela: Four Decades of Living on the Edge in Rio de Janeiro. Oxford University Press. http://www.philia.ca/files/pdf/ProsperousCommunity.pdf
Portes, M. Castells and L. Benton, Eds. 1989.The Informal Economy: Studies in Advanced and Less Developed Countries. Johns Hopkins University Press. Baltimore.
Putnam, R. D. (1993). The prosperous community. The american prospect4(13), 35-42.
Rafiian, M., & Sardari, M. R. (2008). Modeling the growth of informal settlements (ISGM) with an emphasis on decision support systems. Urban Management, 6(22), 61–75. SID. https://sid.ir/paper/456126/fa
Rapoport, A. (2005). Culture, Architecture and Design. Chicago, IL: Locke Scientific.  https://www.egyptarch.gov.eg/sites/default/files/pdf/Books/Culture%20Architecture%26Design.pdf
Robert Smith, South African Institute of Town and Regional Planners report of the president: September 1994 , Town and Regional Planning: Vol. 37 (1994). https://doi.org/10.38140/trp.v37i0.2602
Roy, A. (2005). Urban informality: Toward an epistemology of planning. Journal of the American Planning Association, 71(2), 147–158. https://doi.org/10.1080/01944360508976689
Sarrafi, M. (2002). Towards a theory for organizing informal settlements: From marginality to urban integration. Haft Shahr, 3(8), 0–0. SID. https://sid.ir/paper/492042/fa
Turner, J. F. C. (1976). Housing by People: Towards Autonomy in Building Environments. United Kingdom: Marion Boyars. https://www.google.com/books/edition/Housing_by_People/o_Rs2qOvfeIC?hl=en
UN High Commissioner for Refugees. (2019). UNHCR global report 2018. UNHCR. https://www.unhcr.org/media/unhcr-global-report-2018
UN-Habitat (2003). Global Report on Human Settlements: The Challenge of Slums. Nairobi: UN-Habitat.
Un-Habitat (2010). Solid Waste Management in the World’s Cities. London: Routledge.
https://doi.org/10.4324/9781849774871
UN-Habitat (2020). World Cities Report. The Value of Sustainable Urbanization. United Nations Human Settlements Programme. https://unhabitat.org/sites/default/files/2020/10/wcr_2020_report.pdf
Ward, P, Azhar, A, & Buttrey, H . (2021). “Slumification” of consolidated informal settlements: A largely unseen challenge. Current Urban Studies, 9(3), 315–342. https://doi.org/10.4236/cus.2021.93020

Articles in Press, Accepted Manuscript
Available Online from 26 February 2026

  • Receive Date 28 November 2025
  • Revise Date 23 January 2026
  • Accept Date 26 February 2026